Critical financial rules for GI brokers' FCA compliance

Online event
Wednesday, 26 May 2021
2:00 pm – 3:15 pm (UK time)
    • Branko Bjelobaba FCII, Senior Consultant on FCA Compliance, Branko Limited

In this comprehensive and interactive webinar, Branko Bjelobaba FCII will focus on the critical financial aspects of FCA rules - overall business solvency (compliance with adequate resources Threshold Condition 2.4), professional indemnity requirements/limits/issues (including covid cover), and the onerous client money handling rules under CASS 5.

The FCA has had deep concern with brokers’ financial resilience and has issued several surveys on this plus client money handling arrangements culminating with the Dear CEO letter of 30 September 2020.

By the end of this webinar attendees will have gained an insight into:

  • What are the FCA’s concerns – the financial resilience and client money surveys;
  • Solvency and meeting adequate resources TC2.4;
  • Professional Indemnity Insurance – issues and limits;
  • CASS 5 – what is client money, how Risk Transfer can go wrong, what are monies held at third parties and what actually do you need to do to comply (including audits).

This webinar is relevant to general insurance brokers/intermediaries, their insurers, and any other market participants.

This webinar will be hosted on Zoom. Please familiarise yourself with their T&Cs and Privacy Statement.

All participants will receive a copy of the presentation post-webinar.

PLEASE NOTE: tickets for this webinar are non-refundable, but substitutions can be made in certain circumstances.

Since the start of the lockdown Branko has provided over 100+ CPD events reaching 8,500+ members and the feedback has been superb:

"Branko's webinars are certainly one of the best. He can present quite a dry and relatively boring subject with such a passion and engages his public constantly. His events have very valuable content and presentation materials are well prepared and comprehensive.”

“Branko has energy and enthusiasm and character which led to an engaging presentation. I would definitely sign up and recommend others do too for other topics/webinars led by him.”

“The content was excellent and brilliantly presented - most enjoyable webinar yet.”

“Very informative and well-structured webinar from a very engaging presenter. Well done!”

“Absolutely amazing speaker, coming from CIMA and boring accounting, this was the best presentation I have seen in years! So entertaining and knowledgeable."


Please contact Gemma Warren (07436 263847) with any queries regarding this event.

  • Online event

Booking information:

You will be sent a confirmation email shortly after booking. If you have not received this within one hour, please contact Gemma Warren (07436 263847).

CII Accredited

This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.

1 1/4 hours' CPD can be claimed for this event if relevant to your learning and development needs.

It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at