SMCR - is everything in place?
Advance booking is essential - download booking form below
With SMCR having commenced on 9 December 2019 for all general insurance brokers, this event will focus on ensuring you've got it right!
Have you identified your Senior Managers and Certified staff correctly and drawn up appropriate Statements of Responsibilities? Are you ready to implement Conduct Rules to all staff and what is needed when Fit and Proper and Good Repute assessments are needed and when is a DBS check required together with a Regulatory Reference?
This event will guide you as to what should be in your statement and what else in needed during the course of the transition period which ends 9 December 2020.
By the end of this event delegate will have gained an insight into:
- The New Senior Managers Regime, Certification requirements and Conduct Rules that will apply to all relevant staff – checking what you have done is in line with what is needed
- CII/PFS member: £200 + VAT
- Non-members: £300 + VAT
Branko Bjelobaba FCII, Senior Consultant on FCA Compliance, Branko Limited
Please contact firstname.lastname@example.org (0800 619 6619) with any queries and to submit your questions in advance of the event.
This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.
2 hours' CPD can be claimed for this event if relevant to your learning and development needs.
It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at www.cii.co.uk/cpd.