FCA - Conduct Risk

The Insurance Hall
Tuesday, 18 October 2016
9:00 am – 12:30 pm
    • Branko Bjelobaba FCII, CII Accredited Advanced General Insurance Trainer
  • Financial Services webinar

A half day seminar presented by Branko Bjelobaba FCII, CII Accredited Advanced General Insurance Trainer.

This event, for FCA regulated firms only, will provide an update on recent key changes made by the FCE: current areas of interest, Section 166s, Approved Persons' attestations and penalties and the new complaints rules. It will then focus on Conduct Risk and allow ample discussion on areas that can be improved and look at a case study.

By the end of this event members will have gained an insight into:

  • Current FCA key initiatives
  • What Conduct Risk entails
  • What then may need to be done
  • FCA Thematic Review into Appointed Representatives (to include Delegate Authorities)

Advance booking is essential. Please download a booking form below. This event is not bookable online.

Session rates:
CII/PFS member - £240 (inc. VAT)
Non-members - £360 (inc. VAT)
Special discount - book both sessions and save £50!

Please contact info@branko.org.uk (0800 619 6619) with any queries.

Venue
  • The Insurance Hall
  • 20 Aldermanbury
  • London
  • EC2V 7HY
View map

Registration & Security

IIL lectures are open to CII and PFS members
CII and PFS members must register online by 12pm one working day before the lecture
For lectures held in The Old Library, Lloyd's pass holders may also attend and do not need to register
All attendees (at any venue) must produce photo ID - either a Lloyd's pass, driving licence with photo or valid passport

Conditions:

  • Email confirmations and photo ID must be produced to security staff at the lecture venue
  • Attendance confirmations are non-transferable to any other person or lecture
  • All venues have limited capacity and registration and/or a Lloyd's pass does not guarantee admission

Please let us know what we can do to make our events fully accessible to you.

Contact:
Please contact Patricia Pedraza (020 7397 3911) with any queries regarding the CPD events programme.

CII Accredited

This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.

3 hours' CPD can be claimed for this event if relevant to your learning and development needs.

It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at www.cii.co.uk/cpd.