CPD WEBINAR- Cultivating Compliance Confidence: Navigating Regulatory Supervision in Your Firm
OVERVIEW
In this one-hour webinar we explore essential aspects of FCA (Financial Conduct Authority) compliance in the UK. The session is aimed to empower general insurance professionals with the knowledge and confidence to navigate regulatory supervision effectively. We will explore the regulatory & supervisory framework, the regulators powers, records & reporting as well of the role of a firm's compliance culture & responsibility.
LEARNING OBJECTIVES
.Gain a clear understanding of the regulatory and supervisory landscape
- Learn the tools for effective handling of audits, maintaining compliance records, reporting, and fostering responsibility within a firm
- Be empowered through learning best practices and strategies for effective regulatory management and fostering a culture of compliance
HOUSEKEEPING
Zoom links will be sent on registration and reminder. Recordings can only be sent if you pre-book the webinar.
CII Accredited
This demonstrates the quality of an event and that it meets CII member CPD scheme requirements.
1 hour's CPD can be claimed for this event if relevant to your learning and development needs.
It is recommended that you keep any evidence of the CPD activity you have completed and upload copies to the recording tool as the CII may ask to see this if your record is selected for review. Details of the scheme can be viewed online at www.cii.co.uk/cpd.